In a Law360 article originally published July 25, 2023, Andrew J. Ceresney, Stephan J. Schlegelmilch and Megan McGuiggan discuss the recent United States Court of Appeals for the District of Columbia Circuit order preliminarily enjoining FINRA from proceeding in an enforcement action against Alpine Securities, a FINRA member firm. The article, “DC Circ. Ruling Could Mean FINRA Hearings Are On Thin Ice,” is available here.
***
To subscribe to the Debevoise Fintech Blog, click here.
***